Senior Compliance Officer Job in 財務及金融 in 所有澳門特別行政區地區 - Job Description


  • 公司名稱: 中國太平 CHINA TAIPING

Senior Compliance Officer

Job Responsibilities
• Report to local management with dotted line reporting to the Head of Legal and Compliance of the parent company
• Manage compliance risk of the company and serve as a key liaison with AMCM and other regulators as required
• Serve as the company’s money laundering reporting officer and ensure that all detection alerts and STRs are handled and actioned on a proper and timely manner; review and obtain approval for high risk customer on boarding and/or upon occurrence of triggering event
• Draft, advise and review company’s correspondence with regulators such as AMCM and Office for Personal Data Protection in connection with complaints, investigation and other regulatory related matters
• Maintain effective communication with AMCM and other departments in the company
• Formulate, review and roll out regulatory compliance related policies, documents and guidelines
• Understand the company’s business and operations, and provide advice, guidance and recommendation on existing and new regulatory compliance requirements and enforcement matters
• Review business documents, operation flow and related materials to ensure compliance of relevant laws and regulations
• Conduct compliance testing and reviews from time to time
• Cultivate high AML awareness and culture in the company
• Draft and review compliance communication and training materials to staff and intermediaries as and when required
• Provide periodic training sessions on AML/KYC and other compliance topics, as and when required
• Perform ad hoc projects and other tasks as assigned

• Bachelor Degree holder or above in law or related disciplines
• Minimum 8 years' working experience in legal, compliance, audit or risk management for financial institution (preferably in insurance company), regulator or law enforcement bodies, of which at least 3 years on supervisory role
• Sound knowledge of legal and regulatory requirements in Macau, and in particular general knowledge in insurance operations and products is required
• Possess strong interpersonal, communication, and time-management skills
• Ability to work independently under pressure and time constraints
• Conversant with PC skills including Microsoft Office applications
• Good command of verbal and written English and Chinese (Cantonese & Mandarin)
• Macau Residence

Candidates with less experience will be considered as Compliance Officer.

Interested parties please send a detailed resume, stating current and expected salary to Human Resources Department. Email:

Information supplied will be treated in strict confidence and used in accordance with the Macau related laws. Applicants have not been invited for interview within 6 weeks may consider their applications unsuccessful.

  • 職位要求

  • 中級管理層 
  • 所有澳門特別行政區地區, 澳門特別行政區 
  • 學士學位 
  • 銀行及金融服務業 
  • 財務及金融 (審計) 
    法律及合規部 (合規部) 
    法律及合規部 (法律) 
  • 15/02/2019