Compliance:
• Ensure that all relevant information is centralized (ex.: ML/TF issues, sanctions frauds) coming from the several business areas of the Macao Branch;
• Perform the role of interlocutor concerning local legal, police and supervisory authorities;
• Perform the function of Local AML officer;
• Issue of opinions on the approval of products and services traded by the Macao Branch;
• Promote the adoption of regulations, internal and external, watch out for the control on the compliance with the regulations on ML/TF that rule the activities performed by the Branch and their respective observance;
• Analyse the alerts generated and conclude on the need to decide on the assessed situations;
• Responsible for informing the competent authorities about suspicious customers or transactions, including those in the scope of restrictive measures imposed by Security Council of the United Nations or other credible sources ;
• Monitor, by means of due diligence, the customers object of participation as well as those that imply a higher ML/TF (money laundering and Terrorism Financing) risk;
• Ensure the assessment of the entities that intervene in credit transactions, particularly non-customer entities and those which have recently initiated a business relation;
• Analyse and decide the continuance or cancellation of account opening processes, namely through the validation of the KYC (Know Your Customer), existence of PEPs (Politically Exposed Persons) and other ML/TF risk factors deemed relevant;
• Compliance Reporting
• FATCA and CRS reporting;
• Control on the accesses to the IT systems and to the Branch’s premises;
• First point of contact with the supervisory authority for cybersecurity issues;


Risk:
• Ensure the effective application of the risk management system through an ongoing monitoring of its adequacy and on the efficiency of the measures adopted to correct the system’s eventual deficiencies;
• Ensure the implementation and monitoring of the Branch’s Risk Appetite Framework;
• Ensure, together with other internal control units of the Branch.
• Prepare all the information required by internal and external entities;
• Ensure the relation with the internal control areas of the parent-company, Risk Office, Audit Division and Compliance Office.

Requirements:
• University degree in accounting, economics, finance or business studies
• At least 8 years' working experience in Risk & Compliance sectors and 3 years in managerial is required
• Excellent knowledge of MS office, especially Excel, Word and Power Point
• Good command of written and spoken English and Chinese
• Good analytical and writing skills
• Proactive, mature, dynamic, and analytical-minded
• Strategic mindset with a hand-on approach
• High level of personal and professional Integrity