Compliance Officer & Legal Counsel Job in 法律及合規部 in 所有澳門特別行政區地區 - Job Description
職位內容

 

  • 公司名稱: Haitong Bank, Macau Branch


  • 海通銀行澳門分行是葡萄牙海通銀行的分行,是一家在里斯本註冊歐盟監管的銀行。在伊比利亞半岛、英國、波蘭以及巴西開展業務。

    海通銀行澳門分行的成立是本行跨境戰略發展的重要佈局,有利於加強與中國的業務合作並與其餘海通集團相互協調。在此背景下,本行旨在推動和發展澳門金融服務,打造大灣區內債券發行的首選金融中心,同時促進澳門金融活動的多元化。

    本銀行擁有無與倫比的跨境業務,將其在歐洲和拉丁美洲長達數十年的國內特許經營權與其中國相關業務相結合。海通銀行在結構性融資、資本市場、併購、諮詢、固定收益、企業衍生品和資產管理方面提供綜合專業知識,為客戶提供全球機遇。


    Haitong Bank, Macau Branch is a branch of Haitong Bank, S.A. , an EU regulated Bank incorporated in Lisbon, Portugal, with operations in Iberia, the UK, Poland and Brazil.

    The establishment of Haitong Bank, Macau Branch represents a key event in the development of the Bank’s cross-border strategy, allowing for a strengthening of business with China and enhanced coordination with the remaining Haitong Group. In this context, the Bank aims to promote and develop Macao's financial services, creating a financial center of choice for bond issuance within the Greater Bay Area and at the same time promoting the diversification of Macao's financial activity.

    The Bank has an unrivalled cross-border approach, combining its decades-long domestic franchises in Europe and Latin America with its China-related business. Haitong Bank offers a combination of expertise in structured finance, capital markets, mergers and acquisitions, advisory, fixed income, corporate derivatives and asset management, connecting clients with global opportunities.

Compliance Officer & Legal Counsel

Job Responsibilities/ 職位要求

• Reporting to the Local Head of Compliance and Legal affairs, the Compliance Officer is responsible to ensure that the Bank complies with regulatory requirements and internal policies;
• Responsible for the effective implementation of local Compliance programmes, policies, procedures, and plans, overseeing adherence with local and wider government regulations;
• Strict and effective coordination with Head Quarters on the compliance, legal and regulatory matters, as well as with their respective team members, regarding current and future compliance, legal and regulatory requirements.
• Draft and review internal procedures, policies and regulations and participate in the compliance risk assessment exercises;
• Draft and review all kind of legal documents to support the activities of the Bank, such as agreements, forms, and templates;
• Provide legal advice and support with legal and regulatory matters to all Bank departments
• Assist with the coordination of external lawyers, as required;

• 向當地法規部主管報告,並負責確保銀行遵守監管要求和內部政策
• 負責有效實施當地法規計劃、政策、程序和計劃,監督當地和更廣泛的政府法規遵守情況
• 與全球法規管和數據保護官 (DPO) 以及其他法規官和法規團隊成員就當前和未來的法規要求進行嚴格有效的協調
• 起草和審查內部程序、政策和法規,並參與合規風險評估活動
• 起草和審查銀行活動的各種法律文件,例如協議、表格和模板
• 向銀行各部門提供法律法規建議和監管事務支持
• 根據需要協助外部律師的協調



Experience and Qualifications/ 經驗和資格

• Relevant professional experience in compliance and legal matters, either as in-house counsel or in a reputable law office (minimum 4-5 years).
• Experience dealing with financial institutions;
• Registered as qualified Lawyer either in Macau and/or Portugal;
• Familiar with PRC/HK capital markets laws and regulations would be an advantage;
• Degree in Law;
• Post-grad studies in banking, capital markets would be an advantage;
• Fluency in English (mandatory);
• Fluency in Chinese (Cantonese or Mandarin);
• Fluency in Portuguese is a plus;

• 具有合規和法律事務方面相關專業經驗,曾任職內部法律顧問或在知名律師事務所工作(至少 4-5 年)
• 與金融機構交際接觸經驗
• 具有在澳門和/或葡萄牙註冊律師資格
• 熟悉中國/香港資本市場法律法規者優先
• 法律學位
• 銀行、資本市場的研究生優先
• 英語流利(必須)
• 中文流利(粵語或普通話)
• 葡萄牙語流利者優先


  • 職位要求

  • 中級管理層 
  • 所有澳門特別行政區地區, 澳門特別行政區 
  • 三年工作經驗 六年工作經驗 
  • 學士學位 
  • 銀行及金融服務業 
  • 法律及合規部 (合規部) 
    法律及合規部 (法律) 
    銀行及保險 (銀行) 
  • 03/12/2021 

 

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