Director/ Senior Manager - Compliance Job in 高級行政管理層 in 所有澳門特別行政區地區 - Job Description
職位內容

 

  • 公司名稱: MSS Recruitment


  • MSS Recruitment is largest and leading Executive Search & Recruitment Agency in Macau, providing many international and local companies operating in Macau with a 360° HR solution to support our clients' human resource strategies. MSS Recruitment owns hello-jobs.com, hello-learning.com and hello-jobs weekly in Macau resulting in the largest candidate database ownership and market penetration which ensure the right candidates are sourced for each client.

    MSS Recruitment Limited enjoys excellent testimonies from our clients though our excellent service which builds positive word of mouth and referrals leading to its No 1 market position in Macau.

    Personal Information Collection Statement
    The personal data contained in your application will be used by MSS Recruitment Limited to access your suitability to assume the job duties. We will retain the personal data of unsuccessful applicants according to Personal Data Protection Act for future job matching purpose.

    Employment Agency License Number:2009001

Director/ Senior Manager - Compliance

Our client is a listed Global Financial Service Group. They are seeking a Director / Senior Manager - Compliance for their Macau business extension.

 

Responsibilities:

  • Ensure that the day-to-day operations of the Macau branch comply with Macau laws, regulations, and relevant compliance requirements from the Head Office.

  • Provide compliance advice on processes and procedures, and ensure the implementation of relevant policies and standards within the Macau branch.

  • Promote ethical business practices and conduct, and provide compliance advice to ensure that the Macau branch operates in accordance with Macau's laws, regulatory requirements, and group policies and procedures.

  • Manage the Macau branch's relationship with the local Macau regulator, including submitting regulatory filings and statistics, handling regulator queries, and coordinating regulatory inspections/visits.

  • Prepare compliance reports for the Management Risk Committee, Board Risk Committee, and Audit Committee, and monitor any significant developments or changes in governmental policies and directions that may impact the Macau insurance industry and specifically the Macau branch.

  • Support and facilitate the implementation of new or revised initiatives from the Group and Macau Branch.

  • Collaborate with colleagues and support the Chief Compliance Officer in providing the Macau branch's views during consultations and implementation processes. Monitor new requirements and initiatives and advise on action plans.

  • Monitor compliance with relevant Group compliance policies, procedures, and standards, and escalate any compliance incidents or issues to the Chief Compliance Officer.

  • Support the Macau Branch's compliance monitoring program, as well as other audit or quality assurance activities.

  • Perform and support regular risk assessments on compliance, Anti-Money Laundering (AML), and Anti-Bribery Corruption (ABC), and conduct trend analysis to ensure that compliance risks are identified, measured, and documented in a timely manner. Implement adequate monitoring and take timely remedial actions to ensure that the Macau Branch operates within the company's risk appetite.

 

Requirements:

  • Degree holder in a relevant discipline such as Accounting, Business Administration, Risk Management, or Law.

  • At least 7 years of experience in the financial industry, with at least 3-4 years in the Macau insurance industry, specializing in compliance, regulatory, or audit fields.

  • Preferred relevant professional qualifications (e.g., LOMA, ACII).

  • Preferably a resident of Macau SAR.

  • Proficiency in MS Office.

  • Strong command of written and spoken English and Chinese. Knowledge of Portuguese and Cantonese/Mandarin is an added advantage.

  • Strong sense of compliance and governance.

  • Thorough regulatory knowledge of the Macau life insurance sector and a good understanding of the Macau financial/insurance market.

  • Meticulous, analytical, and a team player with strong communication skills to collaborate with different stakeholders. Experience working with senior management is an advantage.

  • Good time management skills to handle multiple tasks simultaneously.

  • Self-motivated, proactive, and able to work independently.

  • 職位要求

  • 高級管理層 
  • 所有澳門特別行政區地區, 澳門特別行政區 
  • 七年工作經驗 七年工作經驗 
  • 學士學位 
  • 銀行及金融服務業 
  • 高級行政管理層 (高級行政管理階層) 
    法律及合規部 (合規部) 
    銀行及保險 (其他金融服務) 
  • 18/03/2024 

 

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