Senior Manager, Compliance Job in 財務及金融 in 所有澳門特別行政區地區 - Job Description
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職位內容
 
公司名稱:
Prudential Hong Kong Limited
Prudential Hong Kong is one of the Best Companies to Work for in Asia. We deliver our purpose of helping people get the most out of life, by creating an empowering culture where diversity, inclusion and openness enable our people to grow and thrive. Our newest venture in the exciting Macau market opens up dynamic career opportunities where you will connect, grow and succeed while shaping the future for you as well as for Prudential. Explore these opportunities and apply now.
Senior Manager, Compliance
Job Responsibilities
Promote ethical business practices and conduct as well as provide compliance advice to ensure the Macau branch operations are meeting Macau’s law and regulatory requirements, group policies and procedures.
Management of Macau branch’s relationship with local Macau regulator, including submission of regulatory filings and statistics, handling of queries from regulators and coordination of regulatory inspection/visits, etc.
Compliance reporting including the preparation of information for PHKL Management Risk Committee, Board Risk Committee and Audit Committee and monitor any material development/ change of governmental policies and directions which may impact Macau insurance industry and specifically Macau branch.
Support and facilitate the rollout of new or revised Group/PHKL and Macau Branch initiatives.
Collaborate with wider Prudential colleagues, support PHKL/PGHK CCO in proactively providing Macau branch’s views throughout the consultation and implementation process. Monitor new requirements and initiatives and advise on action plan.
Ensure monitoring of compliance with relevant Group and PHKL compliance policies, procedures, standards, and provide escalation to PHKL/PGHK CCO with relevant compliance incidents and issues.
Support Macau Branch compliance monitoring program or other audit or quality assurance activities.
Perform and support regular risk assessment on compliance, Anti-Money Laundering (AML”) and Anti- Bribery Corruption (“ABC”) and trend analysis to ensure that compliance risks are completely and timely identified, measured and documented with adequate monitoring in place and remediating actions taken timely to ensure Macau Branch is operating within the Company’s risk appetite.
Job Requirements
Degree holder in relevant discipline such as Accounting, Business Administration, Risk Management or Law would be preferred.
At least 7 years of financial industry experiences and at least 3-4 years in Macau insurance industry with specialized experience in compliance/ regulatory/ audit field.
Relevant professional qualifications (e.g. LOMA, ACII) is preferred.
Resident of Macau SAR is preferred
Proficiency in MS Office.
Strong command in both written and spoken English and Chinese. Knowledge of Portuguese and Cantonese/Mandarin is an added advantage.
Strong compliance and governance sense.
Strong regulatory knowledge of Macau Life insurance sector and good understanding of Macau financial/insurance market.
Meticulous, analytical and a team player with strong communication skills to work with different stakeholders. Experience of working with senior management is an advantage.
Good time management to multi-tasking in handling various tasks simultaneously.
Self-motivated, proactive and able to work independently
職位要求
職位階級
中級管理層
地點
所有澳門特別行政區地區, 澳門特別行政區
工作經驗要求
四年工作經驗 七年工作經驗
教育程度
學士學位
行業
銀行及金融服務業
職位種類
財務及金融 (金融)
法律及合規部 (合規部)
法律及合規部 (法律)
薪金幅度
HK$ 47,000 至 HK$ 59,999 - HK$ 80,000 至 HK$ 99,999 (HK$)
張貼日期
03/05/2024
 
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